Todd Cipperman on How Private Equity Firms Can Stay on Top of Compliance Challenges

Todd Cipperman is the founding principal of Cipperman Compliance Services. They help advisers, broker-dealers, and funds protect their franchises against regulatory risk through the development, implementation, and operation of customized compliance programs.

What You’ll Learn:

How PE firms can stay on top of compliance challenges

Looming compliance regulations around the world

The compliance burden plaguing private equity

Protection against the questionable actions from portfolio companies

Breakdown

[00:50] Getting to Know Todd Cipperman

[02:44] Common Mistakes by PE Firms and Portfolio Companies

[04:55] Compliance and Minimizing Risks

[06:57] Regulatory Compliance for Private Equity Firms

[12:30] Are Regulatory Authorities Serious About Compliance Regulations?

[16:05] What to Expect from Regulatory Changes Going Forward

[20:40] Regulations and How They Impact Costs of Doing Business

[21:38] Key Defining Characteristics of a Top-Performing Individual

[26:01] What Todd Likes and Dislikes About Private Equity

[28:50] Todd’s Go-To Information Resources

[33:12] Parting Thoughts


Resources:

Cipperman.com

Todd’s LinkedIn

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