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Open Exam Prep

Ran Chen, EA, CFP®

EN810 episodes
educationcourses

Open Exam Prep: Mastering Financial ExamsThe path to becoming a certified financial professional is known for its difficulty, and finding high-quality, accessible study material shouldn't be the hardest part.Created by Ran Chen—an AI application enthusiast, Financial Advisor, and holder of the EA (Tax), Life Insurance, Series 6/63/65, and CFP® designations—this podcast was born from personal experience. Having navigated these challenging exams himself, Ran realized the need for better resources...

Episodes (810)

[Series 6] 4, Breakpoints and Sales Charge Reductions

Open Exam Prep

Feb 10, 20264:18pending

[Series 6] 3, Mutual Fund Share Classes

Open Exam Prep

Feb 9, 20263:48pending

[Series 6] 2, Open-End vs Closed-End Funds

Open Exam Prep

Feb 8, 20263:28pending

[Series 6] 1, Introduction to Investment Companies

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Feb 7, 20264:01pending

[SIE] 60, Suitability and Regulation Best Interest

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Feb 6, 20263:56pending

[SIE] 59, Registration and Licensing

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Feb 5, 20263:41pending

[SIE] 58, FINRA and SRO Regulation

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Feb 4, 20263:32pending

[SIE] 57, SEC and Securities Laws

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Feb 3, 20264:12pending

[SIE] 56, Anti-Money Laundering (AML)

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Feb 2, 20263:52pending

[SIE] 55, Customer Protection Violations

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Feb 1, 20264:17pending

[SIE] 54, Insider Trading

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Jan 31, 20263:57pending

[SIE] 53, Market Manipulation

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Jan 30, 20264:19pending

[SIE] 52, Trade Settlement and Clearing

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Jan 29, 20263:50pending

[SIE] 51, Order Qualifiers and Execution

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Jan 28, 20263:43pending

[SIE] 50, Order Types

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Jan 27, 20264:20pending

[SIE] 49, Margin Accounts - Maintenance and Calls

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Jan 26, 20263:42pending

[SIE] 48, Margin Accounts - Basics

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Jan 25, 20264:00pending

[SIE] 47, Employer-Sponsored Retirement Plans

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Jan 24, 20263:38pending

[SIE] 46, Traditional and Roth IRAs

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Jan 23, 20264:41pending

[SIE] 45, Customer Account Types - Business and Fiduciary

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Jan 22, 20263:44pending

[SIE] 44, Customer Account Types - Individual and Joint

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Jan 21, 20263:19pending

[SIE] 43, Alternative Investments

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Jan 20, 20263:47pending

[SIE] 42, Direct Participation Programs

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Jan 19, 20263:29pending

[SIE] 41, REITs

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Jan 18, 20263:52pending

[SIE] 40, Options - Max Gain, Max Loss, Breakeven

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Jan 17, 20263:37pending

[SIE] 39, Options - Intrinsic and Time Value

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Jan 16, 20263:41pending

[SIE] 38, Put Options - Rights and Strategies

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Jan 15, 20263:41pending

[SIE] 37, Call Options - Rights and Strategies

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Jan 14, 20263:38pending

[SIE] 36, Options - Introduction and Terminology

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Jan 13, 20263:14pending

[SIE] 35, Variable Life Insurance

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Jan 12, 20264:09pending

[SIE] 34, Variable Annuities - Features and Taxation

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Jan 11, 20263:44pending

[SIE] 33, Variable Annuities - Basics

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Jan 10, 20263:27pending

[SIE] 32, Closed-End Funds and UITs

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Jan 9, 20263:26pending

[SIE] 31, Exchange-Traded Funds (ETFs)

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Jan 8, 20263:39pending

[SIE] 30, Types of Mutual Funds

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Jan 7, 20264:28pending

[SIE] 29, Mutual Fund Expenses and Disclosure

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Jan 6, 20264:26pending

[SIE] 28, Mutual Fund Share Classes

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Jan 5, 20264:24pending

[SIE] 27, Mutual Funds - Structure and Pricing

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Jan 4, 20263:32pending

[SIE] 26, Money Market Instruments

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Jan 3, 20263:44pending

[SIE] 25, Bond Risks - Call, Inflation, and Liquidity

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Jan 2, 20264:21pending

[SIE] 24, Bond Risks - Interest Rate and Credit

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Jan 1, 20263:15pending

[SIE] 23, Municipal Bond Taxation

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Dec 31, 20253:51pending

[SIE] 22, Municipal Bonds - Revenue Bonds

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Dec 30, 20253:40pending

[SIE] 21, Municipal Bonds - General Obligation

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Dec 29, 20253:33pending

[SIE] 20, Government Agency Securities

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Dec 28, 20254:07pending

[SIE] 19, U.S. Treasury Securities

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Dec 27, 20254:10pending

[SIE] 18, Types of Corporate Bonds

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Dec 26, 20253:43pending

[SIE] 17, Bond Pricing and Yields

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Dec 25, 20254:03pending

[SIE] 16, Corporate Bonds Fundamentals

Open Exam Prep

Dec 24, 20254:17pending

[SIE] 15, Rights and Warrants

Open Exam Prep

Dec 23, 20253:51pending
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