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Series 7 Whisperer

capadvantage

EN219 episodes
businessinvestingeducation

The Series 7 Whisperer is the voice in your head you wish you had while studying. Hosted by a retired NYSE trader and FINRA principal with 37 years on the Street, this podcast cuts through the noise to deliver the raw, real, and testable truths behind the Series 7 exam. No fluff. No filler. Just the stuff that gets you paid. Whether you’re cramming before test day or grinding through options, suitability, and regs, this is your shortcut to passing with swagger.

Notable Guests

Episodes (219)

Efficient Market Hypothesis (Series 65 and Series 66)

Series 7 Whisperer

Mar 19, 202615:14failed

SIE Exam Prep ( Market mechanics) Options,Mutual Funds,Economics,Order types

Series 7 Whisperer

Mar 14, 202655:02failed

Series 7 Exam: Customer Accounts ( SIE Exam also )

Series 7 Whisperer

Mar 7, 202650:42failed

A Guide to Equity Securities

Series 7 Whisperer

Feb 15, 202632:15pending

What AI Really Means for Finance Careers (No Hype)

Series 7 Whisperer

Jan 26, 202611:43pending

Series 7 Exam Prep: All About Bonds

Series 7 Whisperer

Jan 26, 202641:43pending

Securities Acts Explained for SIE Exam

Series 7 Whisperer

Dec 22, 202515:33pending

Series 7 Exam Prep:529 Plans.. Absolutely Testable

Series 7 Whisperer

Dec 18, 20255:49pending

Open End Funds vs Closed End Funds:A casual conversation

Series 7 Whisperer

Nov 2, 202513:28pending

Private Credit: what the heck is it?

Series 7 Whisperer

Oct 10, 202514:54pending

Series 65 and Series 66 Exam: Behavioral Finance

Series 7 Whisperer

Oct 9, 202511:00pending

Series 7 Exam prep: What is an ADR?

Series 7 Whisperer

Oct 9, 20253:10pending

ISO Versus NSO Stock Options Showdown

Series 7 Whisperer

Oct 8, 202515:27pending

EA Just Leveled Up… to $55 Billion

Series 7 Whisperer

Oct 7, 202514:38pending

SIE Exam Content Outline part 3

Series 7 Whisperer

Oct 6, 202528:03pending

Series 7 Exam Content Outline Part 1

Series 7 Whisperer

Jul 18, 202554:24pending

SIE Complete PArt 2 ( Offerings )

Series 7 Whisperer

Jun 22, 202533:06pending

Complete SIE Part 1 ( SIE Exam content outline explained

Series 7 Whisperer

Jun 18, 202528:21pending

SIE Exam Prep: A conversation about Equities

Series 7 Whisperer

May 16, 202515:27pending

SIE exam prep the Regulators...

Series 7 Whisperer

May 7, 202515:57pending

WTF!! China... Its time to play fair

Series 7 Whisperer

May 2, 20252:40pending

SIE Exam Terms and definitions (Series 7 Exam also )

Series 7 Whisperer

Apr 10, 20251:57:16pending

SIE and Series 7 Exam: Terms and Definitions Part 1

Series 7 Whisperer

Apr 1, 20251:59:36pending

Series 7 Exam Prep: Bottom Up vs Top Down investing

Series 7 Whisperer

Mar 3, 20252:58pending

Wall Street Wrap Up Feb 11th, 2025

Series 7 Whisperer

Feb 12, 20251:02pending

10 Top 10 Reasons FINRA Should Let Anyone Take the Series 7 Exam (No Sponsorshi...

Series 7 Whisperer

Jan 27, 20256:40pending

Wall Street Wrap up. Jan 25th, 2025

Series 7 Whisperer

Jan 26, 20252:47pending

Series 7 Showdown: Which is better? Mutual Fund or ETF?

Series 7 Whisperer

Dec 10, 20249:54pending

Series 66 Showdown: Broker Dealer Vs Investment Advisors

Series 7 Whisperer

Dec 7, 20245:42pending

Series 7 Showdown:GO Bonds vs. Revenue Bonds: The Ultimate Muni Finance Smackdow...

Series 7 Whisperer

Dec 1, 20245:46pending

Intro to the SIE exam part 2 8/26/2024

Series 7 Whisperer

Sep 16, 20241:57:45pending

Intro to the SIE Exam 8/24/2024

Series 7 Whisperer

Aug 29, 20243:00:10pending

LIVE Q&A SIE Exam and Series 7 Exam Aug 15th 2024

Series 7 Whisperer

Aug 18, 20241:00:41pending

Series 7 Exam :Exploring the Different Types of Mutual Fundss

Series 7 Whisperer

Jul 29, 202423:29pending

Option Cost Basis : Way too fast Rundown

Series 7 Whisperer

Jul 19, 20244:14pending

Live Q&A SIE exam and all FINRA and NASAA Exams 7/16/2024

Series 7 Whisperer

Jul 17, 20241:10:16pending

Are you an Accredited Investor?

Series 7 Whisperer

Jun 30, 20247:20pending

SIE and ALL FINRA Exam LIVE Q&A June 25th, 2024

Series 7 Whisperer

Jun 27, 20241:11:11pending

LIVE Q&A SIE EXAM and ALL FINRA and NASAA Exams June 18th 2024

Series 7 Whisperer

Jun 19, 20241:08:35pending

Series 65/66 Investment Advisory Clients

Series 7 Whisperer

Jun 17, 20241:32:27pending

Live Q&A for SIE Exam and ALL FINRA and NASAA Exams June 13,2024

Series 7 Whisperer

Jun 15, 20241:05:00pending

SIE and Series 7 LIVE Q&A June 11 2024 with 20 minutes of "How to study"

Series 7 Whisperer

Jun 12, 20241:16:34pending

Arbitrage is not a dirty word

Series 7 Whisperer

Jun 12, 202424:12pending

Series 7 Exam Weekly Class June 7th 2024

Series 7 Whisperer

Jun 8, 202458:10pending

Dividend Timeline: New Rules for T+1 SIE Exam prep and Series 7 Exam Prep

Series 7 Whisperer

Jun 1, 202411:22pending

Live Q&A SIE exam and ALL FINRA and NASAA Exams.. May 30th, 2024

Series 7 Whisperer

May 31, 202449:37pending

Live Q&A May 21st 2024 ( SIE Exam, Series 7 Exam, Series 66 Exam )

Series 7 Whisperer

May 22, 20241:23:04pending

SIE Exam Prep:T+1 settlement is coming soon to a BrokerDealer near you

Series 7 Whisperer

May 20, 20248:29pending

LIVE Q&A ALL FINRA AND NASAA Exams May 16, 2024

Series 7 Whisperer

May 18, 20241:08:12pending

SIE Exam prep: Riskless Principal vs Net Basis

Series 7 Whisperer

May 14, 202413:48pending